Financial Services & Securities Regulation

We have deep expertise across the regulatory regimes governing financial institutions. Our team advises on licensing requirements under the Securities and Futures Act, Financial Advisers Act, Commodity Trading Act, and Payment Services Act, and assists clients with licence applications, including obtaining a Capital Markets Services Licence for fund management.

In addition, we advise on securities regulation, covering offering requirements and applicable exemptions. Our practice also extends to the regulatory framework for digital assets, including compliance considerations for token offerings, cryptocurrency exchanges, payment services providers, and related fintech innovations.